Risk, Compliance & Governance Specialists
Professional guidance in governance, risk management, and regulatory compliance for financial services and beyond
Get Expert ConsultationComprehensive testing of internal controls across financial and non-financial risk types, ensuring robust risk mitigation and regulatory compliance.
Expert guidance on Sarbanes-Oxley compliance, internal control frameworks, and financial reporting requirements for UK operations of US companies.
Senior Managers & Certification Regime and MiFID regulatory compliance support for financial services firms.
Design and implementation of Risk and Control Self-Assessments (RCSAs), control libraries, and risk taxonomy alignment.
Ongoing compliance oversight, thematic reviews, and operational sampling to ensure adherence to policies and procedures.
Comprehensive risk assessments, gap analyses, and strategic risk advisory services for growing businesses.
Global Unison Consulting Ltd (GUCL) provides specialized Risk, Compliance & Governance consultancy services to financial services firms and growing businesses across the UK. Our expertise stems from extensive hands-on experience in complex regulatory environments.
Led by Amit Kapadia, our team brings over 10 years of practical experience in designing and managing risk frameworks, regulatory compliance programmes, and control effectiveness testing within highly regulated environments including major banks and financial institutions.
Our approach combines: